About First Allied Securities

A dynamic leader in the financial industry with a reputation for excellence, First Allied Securities is a full-service independent broker/dealer. First Allied Securities, Inc. was founded in 1994 as a privately held company with a vision of providing independent financial advisors with cutting-edge technology, innovative products and top quality service. With nearly 1,000 financial advisors and 500 branches throughout the United States, First Allied is fast becoming recognized as one of the premier broker/dealers for successful independent financial advisors.

As an independent firm, we place your interests first. Your financial well-being is our priority. First Allied is dedicated to providing its affiliated financial advisors with the autonomy, capabilities and opportunities to do what they believe is best for you—our valued client. Whether you’re a first-time investor or a seasoned veteran, our mission is to provide the guidance and support you need to translate investment dollars into the potential attainment of lifelong goals and dreams.

First Allied Securities, Inc. is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).